Investment Banking & Capital Markets

Middle-markets focused investment bank. Quality research platform. World class distribution.

As a leading full-service investment bank, we provide a comprehensive set of corporate finance, advisory, research, and sales and trading services to corporate, institutional and high net worth clients. Our clients and partners benefit from our extensive network and expertise and the resources of an end-to-end solutions platform.

We began by successfully targeting small-capitalization, California-based companies and have earned a reputation for providing proprietary, unbiased and often contrarian equity research coverage of companies that are under-followed or misunderstood by Wall Street.

investment banking professionals icon


investment banking professionals

companies covered by equity research icon


companies covered by equity research

institutional sales & trading clients icon


institutional sales & trading clients

agent for at-the-market issuances icon


agent for at-the-market issuances

Featured Transactions

November 2020


consummated business combination with


Capital Markets Advisor

November 2020




Common Stock

Lead Bookrunner

November 2020


Roman DBDR Tech


Sole Bookrunner

November 2020


Investment Banker to the Debtor

November 2020

B. Riley Principal Merger Corp II

consummated business combination with


Capital Markets Advisor

October 2020




Sole Bookrunner

October 2020

Software Acquisition Group

consummated business combination with

Curiosity Stream

Financial Advisor

Executive Leadership

Andy Moore headshot

Andy Moore

Jimmy Baker headshot

Jimmy Baker

Perry Mandarino headshot

Perry Mandarino

Patrice McNicoll headshot

Patrice McNicoll

Craig A. Ellis headshot

Craig A. Ellis

Mike Crawford headshot

Mike Crawford

Eric Rajewski headshot

Eric Rajewski

Dan Ondeck headshot

Dan Ondeck

Knut Grevle headshot

Knut Grevle

Michael Markunas headshot

Michael Markunas

Mike McCoy headshot

Mike McCoy

Dawn Farrell headshot

Dawn Farrell

"We are excited to partner with B. Riley. The team is experienced and will help us take the next steps in executing our plan. This financing will help fuel growth as both and are gaining traction in their goals to be the leaders in their respective data businesses."

Christopher Miglino, Founder and CEO of SRAX

"The sale of South Coast Acura to Orange Coast had all the characteristics of a challenging deal. It made sense to bring Mike Issa of B. Riley Advisory Services to the table as he's an expert at navigating the most complex financial situations, including dealing with challenging tax issues."

Andy Coyle, Laguna Classic Cars