Investment Banking & Capital Markets

Middle-markets focused investment bank. Quality research platform. World class distribution.

As a leading full-service investment bank, we provide a comprehensive set of corporate finance, advisory, research, and sales and trading services to corporate, institutional and high net worth clients. Our clients and partners benefit from our extensive network and expertise and the resources of an end-to-end solutions platform.

We began by successfully targeting small-capitalization, California-based companies and have earned a reputation for providing proprietary, unbiased and often contrarian equity research coverage of companies that are under-followed or misunderstood by Wall Street.

investment banking professionals icon

75+

investment banking professionals

companies covered by equity research icon

400+

companies covered by equity research

institutional sales & trading clients icon

1,000+

institutional sales & trading clients

agent for at-the-market issuances icon

#1

agent for at-the-market issuances

Featured Transactions

June 2020

$60,000,000

Compass

Alternative Public Offering

Placement Agent

June 2020

$112,297,500

an image involving table

Follow-On Offering

Lead Bookrunner

May 2020

$62,365,000

GAN

IPO

Sole Bookrunner

February 2020

B Riley

consummated business combination with

Alta

Capital Markets Advisor

February 2020

$35,000,000

B.Riley Principal Merger Corp

PIPE

Sole Placement Agent

February 2020

a clock sitting in the dark

Debt Placement Agent

February 2020

$155,000,000

a drawing of a cartoon character

Term Loan

Financial Advisor

July 2019

$100,000,000

Acutus

Pre-IPO Financing Placement Agent

"We are excited to partner with B. Riley. The team is experienced and will help us take the next steps in executing our plan. This financing will help fuel growth as both BIGtoken.com and SRAXir.com are gaining traction in their goals to be the leaders in their respective data businesses."

Christopher Miglino, Founder and CEO of SRAX

"The sale of South Coast Acura to Orange Coast had all the characteristics of a challenging deal. It made sense to bring Mike Issa of B. Riley Advisory Services to the table as he's an expert at navigating the most complex financial situations, including dealing with challenging tax issues."

Andy Coyle, Laguna Classic Cars