Investment Banking & Capital Markets
Middle-markets focused investment bank. Quality research platform. World class distribution.
As a leading full-service investment bank, we provide a comprehensive set of corporate finance, advisory, research, and sales and trading services to corporate, institutional and high net worth clients. Our clients and partners benefit from our extensive network and expertise and the resources of an end-to-end solutions platform.
We began by successfully targeting small-capitalization, California-based companies and have earned a reputation for providing proprietary, unbiased and often contrarian equity research coverage of companies that are under-followed or misunderstood by Wall Street.
75+
investment banking professionals
400+
companies covered by equity research
1,000+
institutional sales & trading clients
#1
agent for at-the-market issuances
Investment Banking & Capital Markets
Featured Transactions
June 2020
$60,000,000
Alternative Public Offering
Placement Agent
June 2020
$112,297,500
Follow-On Offering
Lead Bookrunner
May 2020
$62,365,000
IPO
Sole Bookrunner
February 2020
consummated business combination with
Capital Markets Advisor
February 2020
$35,000,000
PIPE
Sole Placement Agent
February 2020
Debt Placement Agent
February 2020
$155,000,000
Term Loan
Financial Advisor
July 2019
$100,000,000
Pre-IPO Financing Placement Agent
Executive Leadership
Andy Moore
Jimmy Baker
Perry Mandarino
Patrice McNicoll
Craig A. Ellis
Mike Crawford
Eric Rajewski
Dan Ondeck
Knut Grevle
Michael Markunas
Mike McCoy
