Investment Banking & Capital Markets

Middle-markets focused investment bank. Quality research platform. World class distribution.

As a leading full-service investment bank, we provide a comprehensive set of corporate finance, advisory, research, and sales and trading services to corporate, institutional and high net worth clients. Our clients and partners benefit from our extensive network and expertise and the resources of an end-to-end solutions platform.

We began by successfully targeting small-capitalization, California-based companies and have earned a reputation for providing proprietary, unbiased and often contrarian equity research coverage of companies that are under-followed or misunderstood by Wall Street.

investment banking professionals icon


investment banking professionals

companies covered by equity research icon


companies covered by equity research

institutional sales & trading clients icon


institutional sales & trading clients

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agent for at-the-market issuances

Featured Transactions

June 2020



Alternative Public Offering

Placement Agent

June 2020


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Follow-On Offering

Lead Bookrunner

May 2020




Sole Bookrunner

February 2020

B Riley

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Capital Markets Advisor

February 2020


B.Riley Principal Merger Corp


Sole Placement Agent

February 2020

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Debt Placement Agent

February 2020


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Term Loan

Financial Advisor

July 2019



Pre-IPO Financing Placement Agent

"We are excited to partner with B. Riley. The team is experienced and will help us take the next steps in executing our plan. This financing will help fuel growth as both and are gaining traction in their goals to be the leaders in their respective data businesses."

Christopher Miglino, Founder and CEO of SRAX

"The sale of South Coast Acura to Orange Coast had all the characteristics of a challenging deal. It made sense to bring Mike Issa of B. Riley Advisory Services to the table as he's an expert at navigating the most complex financial situations, including dealing with challenging tax issues."

Andy Coyle, Laguna Classic Cars