Leading Capital Markets Platform
Tailored Capital Raising Solutions Focused on Quality Execution
Our approach is always client-centric, never transactional. We work collaboratively across disciplines to tailor capital raising solutions that deliver for the specific needs and priorities of our clients. With focus on speed to market and quality execution, our firm's strong legacy in capital markets and broad institutional and retail distribution channels make us uniquely positioned to help clients navigate public and private markets, and to anticipate market impacts with execution certainty.
Seamless Facilitation of Transactions
Efficient Origination Structuring and Execution of Private Placements
Expert Identification of Lenders and Investors for Companies Seeking Capital
Advocacy for Client from Initial Marketing through Closing
By the Numbers since 2020
in total underwritten transaction value(1)
IPO and FO transactions, raising $7.0B+(2)
Small-Cap Underwriter Outside "Bulge Bracket" Firms (3)
Sales Agent in at-the-market offerings(4)
unsecured notes and preferred equity offerings, raising $3.0B+
private debt transactions, raising -$3.0B
(1) Total transaction value = cumulative deal value (bookrun, lead managed, and co-managed transactions) (2) Cumulative led transaction deal value (public IPO, FO, and convert offerings) (3) Dealogic. Pricing date 10/1/2020 - 9/30/2023, Deal Type = IPO, FO, Rank Eligible. SEC registered. Exchange Nationality = USA. Market Cap. $100m-$1.5bn. Deal Price > = $1.00. Excludes SPAC IPOs and Healthcare transactions. (4) 300+ ATMs over time span.
These examples from B. Riley Securities, inclusive of legacy FocalPoint Partners, are provided for illustrative purposes only and there are no guarantees that any of the strategies or offering types cited will be successful in the future. Each offering type is highly dependent on a variety of factors including, but not limited to: the type of offering; the manner in which the transaction is marketed; the sector into which the underlying company belongs; the depth and breadth the market or market sector, the offering price and general financial conditions. Information provided does not represent a recommendation, solicitation or offer to buy or sell any security.