Leading Capital Markets Platform
(1) Total transaction value = cumulative deal value (bookrun, lead managed, and co-managed transactions) (2) Cumulative led transaction deal value (public IPO, FO, and convert offerings) (3) Dealogic. Pricing date 10/1/2020 - 9/30/2023, Deal Type = IPO, FO, Rank Eligible. SEC registered. Exchange Nationality = USA. Market Cap. $100m-$1.5bn. Deal Price > = $1.00. Excludes SPAC IPOs and Healthcare transactions. (4) 300+ ATMs over time span.
Capital Markets Segments
These examples from B. Riley Securities, inclusive of legacy FocalPoint Partners, are provided for illustrative purposes only and there are no guarantees that any of the strategies or offering types cited will be successful in the future. Each offering type is highly dependent on a variety of factors including, but not limited to: the type of offering; the manner in which the transaction is marketed; the sector into which the underlying company belongs; the depth and breadth the market or market sector, the offering price and general financial conditions. Information provided does not represent a recommendation, solicitation or offer to buy or sell any security.