Equity Capital Markets

We have demonstrated our long-standing focus and advocacy within mid-cap equity markets with proven execution abilities to deliver for our clients throughout a range of economic market cycles. We pride ourselves on trust and transparency in the spirit of long-term partnership with each of our underwritten clients. Our team is backed by in-depth industry knowledge and transaction experience, with a commitment to provide senior-led, high touch service to ensure best-in-class execution.

• Initial Public Offerings (IPOs)
• Secondary and Follow-On Offerings
• Special Purpose Acquisition Company (SPAC) IPOs
• Convertible Issues
• Private Placements
• Pre-Public Private Placements (Rule 144a Offerings)
• At-the-Market Offerings (ATMs)
• Committed Equity Facilities (CEFs)

^{These examples from B. Riley Securities, inclusive of legacy FocalPoint Partners, are provided for illustrative purposes only and there are no guarantees that any of the strategies or offering types cited will be successful in the future. Each offering type is highly dependent on a variety of factors including, but not limited to: the type of offering; the manner in which the transaction is marketed; the sector into which the underlying company belongs; the depth and breadth the market or market sector, the offering price and general financial conditions. Information provided does not represent a recommendation, solicitation or offer to buy or sell any security.}