Investments and Strategies

We work with the understanding that a successful investor is an informed and educated investor. That's why we have systems in place and technological tools to help our clients understand what they own in their portfolios and why.

From stocks and bonds to an expansive universe of mutual funds and ETFs, fixed income products, actively managed funds, alternatives, liquidity solutions, and separately managed accounts, your advisor can help you allocate your assets and set a strategy that is appropriate given your long-term goals and risk tolerance. Whether you are just starting out or approaching retirement, we can help you select the right investments for whatever phase of life you're in.

Annuities and Insurance

We offer a full range of fixed and variable annuity products as well as insurance options designed to help you manage your wealth and safeguard your future.

If you are seeking dependable protection for your family and their future, our in-house experts can help you find the right annuities to provide financial security and peace of mind. Annuities may provide a range of benefits, including tax-deferred accumulation, guaranteed income, guaranteed death benefits, guaranteed principal, and longer term growth.

Insurance is another important component of a holistic financial plan. Life insurance can address many needs including risk management, debt payoff, and survivor benefits. Additionally, life insurance can be a powerful estate planning tool for business owners. Other types of insurance can help you prepare for long-term care needs, or replace loss of income for an individual or a business due to injury or illness. Backed by knowledge and strong provider relationships, your B. Riley Wealth advisor can help you incorporate insurance to address a wide range of financial goals.

Alternatives

For individuals with more complex investment needs, traditional investments may not be enough to create the level of diversification and proper asset allocation to meet long-term goals. Alternative investments - such as private equity, venture capital, real estate investment trusts (REITS), hedge funds, commodities and more - offer qualified investors an opportunity to increase diversification in their portfolios and mitigate risk.

Your financial professional has access to a broad range of alternative investments and the expert support to serve the unique needs of the most sophisticated investors.

Liquidity Solutions

Comprehensive wealth management addresses both sides of the balance sheet. When you have the need for cash or liquidity - to buy a new car, a house, a real estate investment opportunity, or to cover a business expense - it's nice to know you have options.

Our affiliated lending partners* offer securities-based lending and liquidity solutions, supported by a team of knowledgeable lending experts to help you choose the right solution for you and your family.

*Banking and lending services are sourced through third-party providers.