Biography
Dan Ortega is the Chief Supervisory Officer of B. Riley Wealth. With over 20 years of experience in the financial industry, and most notably in independent broker dealers, Ortega has served in multiple roles including but not limited to Branch Owner, Branch Supervisor, Regional Supervisor, Compliance Auditor, Director of Compliance, Director of Surveillance, Chief Supervisory Officer. Ortega holds his Series, 7, 24, 63 and Life Insurance and Variable Annuities licenses.