Dan Ortega

Dan Ortega

Chief Supervisory Officer, B. Riley Wealth

Biography

Dan Ortega is the Chief Supervisory Officer of B. Riley Wealth. With over 20 years of experience in the financial industry, and most notably in independent broker dealers, Ortega has served in multiple roles including but not limited to Branch Owner, Branch Supervisor, Regional Supervisor, Compliance Auditor, Director of Compliance, Director of Surveillance, Chief Supervisory Officer. Ortega holds his Series, 7, 24, 63 and Life Insurance and Variable Annuities licenses.

B. Riley Wealth Management is a FINRA registered broker dealer and a SEC registered investment adviser and provides comprehensive, collaborative financial solutions to individuals and families, businesses and institutions, non-profits, trusts, foundations and endowments. B. Riley's experienced financial advisors leverage the diverse resources and expertise of its affiliated companies to help clients create a sound financial strategy based on their financial goals.