Marcus Arneaud

Marcus Arneaud

Chief Compliance Officer & Managing Director, B. Riley Wealth


  • Wharton School of Business


Marcus Arneaud is Chief Compliance Officer and Managing Director for B. Riley Wealth. He has spent 25+ years working within the financial services industry from multiple perspectives. Prior to B. Riley, he served as an Executive Vice President and Chief Compliance Officer for the Registered Investment Advisory (RIA) and Broker Dealer (BD) entities of Investacorp, Inc. Arneaud holds his Series 4, 7, 9, 10, 24, 27, 63, 65, 79, 99, and the Life and Variable Insurance (2-15) licenses. He earned the Certified Regulatory and Compliance Professional (CRCP) designation from the Wharton School of Business.

B. Riley Wealth Management is a FINRA registered broker dealer and a SEC registered investment adviser and provides comprehensive, collaborative financial solutions to individuals and families, businesses and institutions, non-profits, trusts, foundations and endowments. B. Riley's experienced financial advisors leverage the diverse resources and expertise of its affiliated companies to help clients create a sound financial strategy based on their financial goals.