- Wharton School of Business
Marcus Arneaud is Sr. Compliance Officer and Managing Director for B. Riley Wealth. He has spent 25+ years working within the financial services industry from multiple perspectives. Prior to B. Riley, he served as an Executive Vice President and Chief Compliance Officer for the Registered Investment Advisory (RIA) and Broker Dealer (BD) entities of Investacorp, Inc. Arneaud holds his Series 4, 7, 9, 10, 24, 27, 63, 65, 79, 99, and the Life and Variable Insurance (2-15) licenses. He earned the Certified Regulatory and Compliance Professional (CRCP) designation from the Wharton School of Business.