Marcus Arneaud

Marcus Arneaud

Chief Compliance Officer & Managing Director, B. Riley Wealth


  • Wharton School of Business


Marcus Arneaud is Chief Compliance Officer and Managing Director for B. Riley Wealth. He has spent 25+ years working within the financial services industry from multiple perspectives. Prior to B. Riley, he served as an Executive Vice President and Chief Compliance Officer for the Registered Investment Advisory (RIA) and Broker Dealer (BD) entities of Investacorp, Inc. Arneaud holds his Series 4, 7, 9, 10, 24, 27, 63, 65, 79, 99, and the Life and Variable Insurance (2-15) licenses. He earned the Certified Regulatory and Compliance Professional (CRCP) designation from the Wharton School of Business.

B. Riley Wealth is a leading private wealth and investment management platform that provides comprehensive consultative financial planning services and solutions spanning securities brokerage, investment management, variable insurance products, and tax planning and preparation services. B. Riley Wealth's experienced representatives leverage the diverse resources and expertise offered by other B. Riley companies to meet their clients' unique financial needs.