Mary Swain

Mary Swain

Chief Financial Officer, B. Riley Wealth

Biography

Mary Swain serves as Chief Financial Officer of B. Riley Wealth and has been with the firm since 2015. She is a Certified Public Accountant (CPA), Certified Management Accountant (CMA), Financial and Operations Principal (FINOP) and holds FINRA Series 27 & 28 licenses. Prior to B. Riley, Swain held Accounting positions at IMC Companies and Weston Companies, Inc. Swain received her education at the University of Memphis, earning Bachelor of Business Administration and Masters of Science degrees.

B. Riley Wealth Management is a FINRA registered broker dealer and a SEC registered investment adviser and provides comprehensive, collaborative financial solutions to individuals and families, businesses and institutions, non-profits, trusts, foundations and endowments. B. Riley's experienced financial advisors leverage the diverse resources and expertise of its affiliated companies to help clients create a sound financial strategy based on their financial goals.