Mary Swain serves as Chief Financial Officer of B. Riley Wealth and has been with the firm since 2015. She is a Certified Public Accountant (CPA), Certified Management Accountant (CMA), Financial and Operations Principal (FINOP) and holds FINRA Series 27 & 28 licenses. Prior to B. Riley, Swain held Accounting positions at IMC Companies and Weston Companies, Inc. Swain received her education at the University of Memphis, earning Bachelor of Business Administration and Masters of Science degrees.

B. Riley Wealth is a leading private wealth and investment management platform that provides comprehensive consultative financial planning services and solutions spanning securities brokerage, investment management, variable insurance products, and tax planning and preparation services. B. Riley Wealth's experienced representatives leverage the diverse resources and expertise offered by other B. Riley companies to meet their clients' unique financial needs.