• Equity Capital Markets
  • Debt Capital Markets
  • Private Capital Advisory
  • Mergers & Acquisitions


  • Financial Services
  • Technology, Media & Telecom


Alex Shaffer is a a Vice President in the Financial Institutions & FinTech and SPAC investment banking groups with B. Riley Securities. She joined the firm in 2013 and has 9 years of experience in capital raising, mergers & acquisitions and SPAC transactions. Prior to B. Riley, Ms. Shaffer held positions at FBR & Co.

She received her Bachelor of Business Administration in Finance and Bachelor of Arts in Economics from The College of William and Mary.

B. Riley Securities provides a full suite of investment banking, corporate finance, advisory, research, and sales and trading services. Investment banking services include initial, secondary and follow-on offerings, institutional private placements, merger and acquisition (M&A) advisory, SPACs, corporate restructuring and recapitalization. B. Riley is nationally recognized and highly ranked for its proprietary small-cap equity research. B. Riley Securities formerly operated as B. Riley FBR following the merger of B. Riley & Co. and FBR & Co.