Financial Advisor Opportunities

Boutique Culture. Powerhouse Infrastructure.
For decades, B. Riley Wealth Management has been a trusted partner providing comprehensive and collaborative financial services to high net worth individuals and families, businesses and institutions, non-profits, trusts and endowments.
As part of B. Riley Financial (NASDAQ: RILY), a fast-growing, publicly traded, diversified financial services company, our advisors benefit from a nationally competitive platform. You'll have access to wide-ranging, in-house capabilities including capital markets services and expertise; sophisticated investment banking resources; award-winning proprietary equity research; and, diversified financial and business advisory services.
As a financial advisor at B. Riley Wealth Management, the growth of your business is fully supported, while you maintain a sense of autonomy and innovation to act in the best interests of your clients. You will have the resources, technology and personal attention you need from senior leadership, who are always on hand to guide you and your clients through complicated transactions - not manage your every move.

Products, Services and Investment Planning Tools
At B. Riley Wealth Management, we maintain an open architecture that allows advisors to manage their practices how they see fit in order to provide best-in-class service to their clients.
Our products and services are supported by experienced in-house professionals across the B. Riley Financial platform. As an advisor, you will have access to a full range of comprehensive wealth management tools to satisfy your clients' specific goals, and you will have the technical, marketing and operational support you need to achieve them.
Investment Services for Corporations
- Qualified plan and 401(k) advisory services
- Investment management and consulting for non-profits and
foundations
- Corporate executive services
- Investment banking and directed share programs
- Business lending resources through third-party banking institutions
The B. Riley Wealth Management Experience
As the wealth management industry continues to evolve, advisors like you are seeking out firms that offer comprehensive, wirehouse-level resources with the agility and responsiveness of a smaller boutique. Our advisors come from a variety of backgrounds and industry experience, but what they share is an enthusiasm for B. Riley Wealth Management, its strategic growth, and its distinctive platform. Whatever the stage of your career, we're well-positioned to support you.
What Makes Us Different
B. Riley Wealth Management is an advisor's firm, founded and managed by career financial advisors who understand what successful advisors like you are looking for in a supporting partner. Our advisors are our priority, and our core philosophy is built around our commitment to growth and value for advisors and their clients.
Financial advisors who embody a trail-blazing spirit feel at home here where our culture is defined by access to innovative, talented professionals across all levels of B. Riley Financial. We encourage an entrepreneurial spirit and culture of independent thinking so our advisors can expand their practices, gather more assets and truly enjoy their work.
B. Riley Wealth Management has institution-level capabilities to support a variety of comprehensive wealth management practices through the B. Riley Financial platform, and our advisors have access to premier networking opportunities, including events and national conferences widely attended by thousands of institutional investors and corporate management teams.
About the B. Riley Financial Platform
B.
Riley Financial, Inc., is a public company of approximately 1000 colleagues
headquartered in Los Angeles, with offices in major U.S. markets.
Through its complementary businesses, B. Riley Financial, Inc. provides
collaborative financial services and solutions tailored to fit the capital
raising and financial advisory needs of public and private companies and high
net worth individuals. B. Riley Financial companies are uniquely positioned to
leverage cross-platform expertise and assets in order to maximize value for our
clients, providing considerable breadth and depth.
Investment
Banking & Capital Markets: A
leading full-service investment bank providing a comprehensive set of creative
corporate finance solutions for middle-market public and private companies, including financing, advisory,
sales and trading, and proprietary equity research.
Advisory
Services: Providing specialty financial advisory services to
address complex business problems and board level agenda items.
Retail Solutions: Retail
restructuring, advisory and disposition solutions helping retailers maximize
their retail store portfolios and inventory positions.
Real Estate Solutions: Dedicated
practice group providing real estate advisory and valuation services in the
U.S. and abroad.
Capital
Management: Providing investment management solutions to institutional and high net worth
investors.
Principal Investments: Development of investment
opportunities through the acquisition and/or restructuring of companies and
corporate assets that present attractive cash-flow driven returns.
Resources and Support Services

Transition Management
Joining the B. Riley Wealth Management team is an exciting
opportunity, but we know that changing firms is no small undertaking. Our
seasoned advisor transition team will have you covered through every stage of
your onboarding process, so you can focus on your most important asset: your
clients.
Our team will work with you to manage your customized paperwork, your new website, public announcements, and anything else you need to ensure a smooth transition.

Practice Management - Growth through Succession
From
our perspective, your business is just that - and we are committed to helping
advisors take their practices to the next level, which might mean partnering
with an experienced advisor, bringing on a junior partner, or solidifying your
succession plan.
- Retirement: As you or your colleagues begin to plan for retirement, we will help
facilitate transition agreements outlining your plans and directives. If you
haven't selected a successor, we can guide you through the process of
identifying the right partner. Our goal is to create a plan that allows you to
monetize the value of your individual practice - and maximize the return on
your years of hard work.
- Junior Partner Development: As the opportunity arises for you to expand
your business through the addition of a junior partner, B. Riley Wealth
Management stands ready to help you with structure and compensation of the new
advisor in a true partnership.
- Teambuilding: We offer consultation on teambuilding and we will invest in
creating a strong, skilled group focused on the needs of your clients.
- Practice Purchase Financing: As more and more practices come up for sale from other firms, B. Riley Wealth Management is equipped to collaborate with you in financing this purchase, including analysis of purchase price.

Technology Solutions
B.
Riley Wealth Management offers an integrated technology experience using the SmartStation®
platform through First Clearing¹, so advisors can deliver extraordinary service
and advice to their clients. SmartStation's fully
integrated suite of applications gives advisors an easy way to manage all
aspects of their practices.
The SmartStation platform includes device-agnostic
access for financial advisors through SmartStation Anywhere and the Smart2Go
iPad app.
Access Online: Giving Clients 24/7 Online Access to All Account Information
Clients can access their information anytime through the B. Riley Wealth Management Website using Access Online. Through a summary screen, they can get a quick overview of their holdings across several accounts simultaneously and can view the most up-to-date information on their finances, including news, research, reports, and commentary on the current economic markets.
Client Overview Dashboard
Additional features make Access Online an easy-to-use tool for clients:
- View real-time account information for individuals or an entire household
- View and download account information to Quicken® or Microsoft Excel®
- Create a consolidated Portfolio Report for any combination of accounts: real-time balances, asset allocation pie chart, or details of all holdings
- Set up multiple daily alerts on market indexes, securities, breaking news and portfolios at any time
- Obtain real-time quotes, charts, news, company profiles, ratings and research
- Set up market email alerts about securities, entire portfolios, or certain industries
- Enable Portfolio Tracker, a tool that provides streaming quotes, news and charts on desktops
Connect with a Branch Manager
Now
that you have learned about the possibilities at B. Riley Wealth Management, we
would love to make a personal connection to introduce you to the depth and
breadth of resources offered by our platform. Connect with a Branch Manager to learn more about why top-producing
advisors nationwide are joining B. Riley Wealth Management.
Featured News
B. Riley Wealth Management Welcomes Phil Hall As Regional Manager, Mid-South Region
Wealth Management Media Center
B. Riley Financial to Acquire National Holdings
January 11, 2021
B. Riley Wealth Management Advisors in the Spotlight: Ed Grimpe, Regional Manager and Financial Advisor, Miami
January 7, 2021
B. Riley Wealth Management Welcomes Mark Sindowski to Chicago Branch from Raymond James
December 11, 2020
B. Riley Wealth Management Q&A Series: Senior Managing Director and Structured Settlement Specialist Albert Alexander, Memphis
November 12, 2020