• Equity Capital Markets
  • Debt Capital Markets
  • Sales & Trading


  • Business Services
  • Consumer
  • Crypto & Digital Assets
  • Diversified Industrials
  • Energy & Natural Resources
  • Financial Services
  • Healthcare
  • Real Estate
  • Technology, Media & Telecom


Keith Pompliano is a Director at B. Riley Securities responsible for At The Market (ATM) execution for issuers. Mr. Pompliano has over 25 years of experience in equity sales and trading as well as relationship management. Prior to joining B. Riley, hewas part of the ATM trading desk at FBR & Co. and was instrumental in establishing and growing the ATM desk at MLV & Co. He started his career on Wall St. as a member of the NYMEX trading commodities for Bear Stearns, Inc.

Mr. Pompliano is Series 3, 4, 7, 55, and 63 certified and received his B.A from Montclair State University in NJ. He is a member of St. Bartholomew the Apostle Church in Scotch Plains NJ and has coached youth baseball and soccer over the past few years.

B. Riley Securities is a leading middle market investment bank that provides a full suite of corporate finance, advisory, sales and trading and equity research. Investment banking services include initial, secondary and follow-on offerings, institutional private placements, merger and acquisition (M&A) advisory, SPACs, corporate restructuring and recapitalization. B. Riley is nationally recognized and highly ranked for its proprietary equity research.