Services

  • Equity Capital Markets
  • Debt Capital Markets
  • Sales & Trading

Sectors

  • Business Services
  • Consumer
  • Crypto & Digital Assets
  • Diversified Industrials
  • Energy & Natural Resources
  • Financial Services
  • Healthcare
  • Real Estate
  • Technology, Media & Telecom

Biography 

Keith Pompliano is a Director at B. Riley Securities responsible for At The Market (ATM) execution for issuers. Keith has over 25 years of experience in equity sales and trading as well as relationship management. Prior to joining B. Riley, Keith was part of the ATM trading desk at FBR & Co. and was instrumental in establishing and growing the ATM desk at MLV & Co. He started his career on Wall St. as a member of the NYMEX trading commodities for Bear Stearns, Inc. Keith is Series 3, 4, 7, 55, and 63 certified and received his B.A from Montclair State University in NJ. He is a member of St. Bartholomew the Apostle Church in Scotch Plains NJ and has coached youth baseball and soccer over the past few years.

B. Riley Securities provides a full suite of investment banking, corporate finance, advisory, research, and sales and trading services. Investment banking services include initial, secondary and follow-on offerings, institutional private placements, merger and acquisition (M&A) advisory, SPACs, corporate restructuring and recapitalization. B. Riley is nationally recognized and highly ranked for its proprietary small-cap equity research. B. Riley Securities formerly operated as B. Riley FBR following the merger of B. Riley & Co. and FBR & Co.