Roadshow Disclosures and Disclaimers
B. Riley Securities, Inc. is a FINRA registered broker-dealer and wholly owned subsidiary of B. Riley Financial, Inc. (NASDAQ: RILY). B. Riley Financial, through its subsidiaries, provides collaborative financial services and solutions to the capital raising and financial advisory needs of public and private companies and high net worth individuals. In addition to B. Riley Securities, Inc., B. Riley Financial operates through several wholly-owned subsidiaries, including B. Riley Wealth Management, Inc., a FINRA-licensed broker-dealer and SEC Registered Investment Advisor; FocalPoint Securities, LLC, a FINRA-licensed broker-dealer; B. Riley Capital Management, LLC, an SEC registered investment advisor; and B. Riley Principal Investments, which makes proprietary investments in other businesses. Certain portions of this presentation may contain references to transactions or services that occurred at B. Riley Securities, Inc. or one of its affiliates. In addition, certain entities owned or controlled by B. Riley Financial may, from time to time, provide advisory and other services to B. Riley Securities, Inc.
Information contained in the report is believed to be accurate as of the date of this presentation, however, no guarantees, either express or implied, are made as to it accuracy, truthfulness or completeness of any of the statements contained herein. B. Riley Securities assumes no responsibility or obligation to update any of the information in this report.
Investing involves risk, including the possible loss of principal and fluctuation of value. Past performance is not an indication of future performance and no representation, express or implied, is made regarding future performance.
Certain information in the report may have been obtained from third parties. B. Riley Securities, Inc., its affiliates and third-party providers make no warranties or representations and disclaim all express, implied and statutory warranties of any kind to the user and any third party, including, but not limited to, any warranties of accuracy, timeliness and completeness. B. Riley Securities, Inc., its affiliates or third-party providers shall not be liable to user or any third party for lost profits or lost opportunity, direct, indirect, special, consequential, incidental or punitive damages whatsoever, even if B. Riley Securities, Inc., its affiliates or third-party providers have been advised of the possibility of such damages. Nothing in the presentation constitutes advice or an offer, solicitation or endorsement with respect to B. Riley Securities, Inc. or for any investment strategy or vehicle.
The Presentation may contain statements that are
forward-looking statements. Such forward-looking statements are based
upon information provided and/or publicly available information. Actual results
may differ from those set forth in the forward-looking statements and are
subject to significant risks and uncertainties. These risks and
uncertainties could cause the results to differ materially from those set forth
in the forward-looking statements.