B. Riley Wealth ManagementCompliance AssociateMemphis

At B. Riley and Co., we offer unparalleled value, proprietary research, and creative banking solutions to our clients.

B. Riley Wealth Management – Compliance Associate – Memphis

B. Riley Wealth Management – Compliance Associate – Memphis

We are seeking a full-time Compliance Associate to work in our Memphis, TN office.

The ideal candidate will be a self-starter who is detail oriented and has retail or institutional broker dealer experience. The candidate will be part of a team of compliance personnel servicing brokers and traders across the U.S. Emphasis on team work and collaboration is a must. Training and professional growth opportunities available for motivated candidates.

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