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Compliance Brochures and Tearsheets

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BROCHURES AND TEARSHEETS

Our team has compiled a list of resources for clients to access. Scroll down to see available tearsheets across our core service lines.

Cybersecurity Compliance & Risk Management

23 Part 500 & NAIC Derivative Laws cover

23 Part 500 & NAIC Derivative Laws

Compliance Assessment, Remediation & Validation cover

Compliance Assessment, Remediation & Validation

Compliance for Electronic Health Records (

Compliance for Electronic Health Records ("EHR")

Cybersecurity Due Diligence cover

Cybersecurity Due Diligence

Cybersecurity Resilience cover

Cybersecurity Resilience

Cybersecurity Strategy, Policy & Maturity cover

Cybersecurity Strategy, Policy & Maturity

Cybersecurity Threats to Industrial Operations cover

Cybersecurity Threats to Industrial Operations

HIPAA Compliance & Business Associates cover

HIPAA Compliance & Business Associates

HIPAA Data Security & Privacy cover

HIPAA Data Security & Privacy

Interim Management cover

Interim Management

Minimizing Downtime from Cyber Incidents cover

Minimizing Downtime from Cyber Incidents

Network, Web & Mobile Application Security cover

Network, Web & Mobile Application Security

Vulnerability Testing & Remediation cover

Vulnerability Testing & Remediation

CYBERSECURITY MATURITY MODEL CERTIFICATION (CMMC) & DEFENSE FEDERAL ACQUISITION REGULATION SUPPLEMENT (DFARS)

graphical user interface, text

DFARS & CMMC Compliance

Enterprise Risk Management

Enterprise Risk Management (ERM) cover

Enterprise Risk Management (ERM)

Strategic Risk Review cover

Strategic Risk Review

Operational Continuity & Resilience

graphical user interface, text

Aviation Resilience

Business Continuity Planning & Continuity of Operations Planning cover

Business Continuity Planning & Continuity of Operations Planning

Emergency & Crisis Planning cover

Emergency & Crisis Planning

Facilitated Exercises - Preparing for Crisis cover

Facilitated Exercises - Preparing for Crisis

How COVID-19 Impacted Business Continuity Planning cover

How COVID-19 Impacted Business Continuity Planning

IT Disaster Recovery cover

IT Disaster Recovery

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B. Riley Financial's diverse suite of services goes beyond traditional financial service offerings. By leveraging cross-platform expertise and assets, B. Riley Financial companies are uniquely positioned to provide full service, collaborative solutions to our clients at every stage of the business life cycle and in all market conditions.

B. Riley refers to B. Riley Financial, Inc. and/or one or more of its subsidiaries or affiliates. Click here for further details.
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NEW DLA REQUIREMENTS CREATE URGENCY SURROUNDING CMMC PREPARATION

The Defense Logistics Agency (DLA) recently posted a notice that "DLA suppliers seeking export-controlled technical data for DLA procurement opportunities must have a current National Institute of Standards and Technology (NIST) Special Publication (SP) 800-171 cybersecurity assessment (i.e., not more than 3 years old unless a lesser time is specified in the solicitation) posted to the DoD Supplier Performance Risk System (SPRS) to be considered for award." (https://www.dibbs.bsm.dla.mil/dodwarning.aspx?goto=/notices/msgdspl.aspx?msgid=1068)

As a result, your organization may not be considered for new / renewal awards starting August 16th. B. Riley Advisory Services' experienced Cybersecurity Leaders have provided more information on the new DLA requirements and the urgency surrounding Cybersecurity Maturity Model Certification (CMMC) preparation.

Please click to learn more